Broker Check
Elizabeth Fahy

Elizabeth Fahy

Chief Compliance Officer

Elizabeth has been with our team for five years and has over ten years of regulatory experience.  She has worked as an enforcement attorney for the U.S. Securities & Exchange Commission and, most recently, as a trial attorney for the U.S. Department of Labor.  Elizabeth has served as regional advisor on Sarbanes-Oxley employee whistleblower complaints and acting supervisory counsel for ERISA.  Elizabeth is an attorney licensed in Texas and Illinois.  She received her J.D. cum laude from the University of Minnesota Law School and graduated with distinction from the University of Wisconsin School of Business with a Bachelor of Business Administration.  Elizabeth is active in the Junior League of Fort Worth and St. Andrew Catholic Church. She and her husband have four children. She also has a sweet labrador retriever. Elizabeth enjoys running, yoga, reading and music.